As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 63 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/05/2014
  • ARIS UK ADVISORY
A warning PDF of date 28/05/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ARIS MANAGEMENT GMBH
27/03/2013
  • ARIUN FINANCIAL GROUP
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
17/02/2021
  • ARK MANAGEMENT
A warning PDF of date 17/02/2021 (new window) FCA (REINO UNIDO) 
20/07/2022
  • ARKCOIN
A warning PDF of date 20/07/2022 (new window) AFM (PAISES BAJOS) 
23/05/2017
  • ARKWRIGHT PROPERTY MANAGEMENT / ARKWRIGHT PROPERTY DEVELOPMENT
A warning PDF of date 23/05/2017 (new window) FCA (REINO UNIDO) 
10/06/2009
  • ARMSTRONG&KNIGHT
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
03/10/2012
  • AROS SECURITIES
A warning PDF of date 03/10/2012 (new window) FSA (REINO UNIDO) 
05/09/2012
  • AROS SECURITIES
A warning PDF of date 05/09/2012 (new window) FSA (REINO UNIDO) 
10/11/2022
  • AROX CAPITAL
A warning PDF of date 10/11/2022 (new window) CBI (IRLANDA) 
12/09/2007
  • ARRAN FUNDING LIMITED
A warning PDF of date 12/09/2007 (new window) JFSC (JERSEY)SIN CONEXIÓN CON LA ENTIDAD LEGALMENTE ESTABLECIDA ARRAN FUNDING LIMITED GESTIONADA POR MOURANT.

Consultation criteria: By type unauthorised entities, By initial A.