As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 7 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/02/2023
  • ADVANCED SOFTWARE SOLUTIONS (OPERANDO COMO INVCENTER)
A warning PDF of date 01/02/2023 (new window) CBI (IRLANDA) 
14/09/2022
  • A1BITMINERS
A warning PDF of date 14/09/2022 (new window) CBI (IRLANDA) 
23/06/2021
  • AKITA MICHINOKU CAPITAL
A warning PDF of date 23/06/2021 (new window) CBI (IRLANDA) 
08/11/2023
  • AIB PRIVATE BANK (CLONE)
A warning PDF of date 08/11/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE (ENTRE OTRAS) DIRECCIONES DE CORREO ELECTRÓNICO ACABADAS EN @AIB.IRISH Y @AIB-PRIVATE.COM NO GUARDA RELACIÓN CON LA FIRMA AUTORIZADA POR EL CBI ALLIED IRISH BANK.
15/06/2022
  • APPLETRADE LTD
A warning PDF of date 15/06/2022 (new window) CBI (IRLANDA) 
22/12/2021
  • AC CAPITAL PARTNERS (CLONE)
A warning PDF of date 22/12/2021 (new window) CBI (IRLANDA) 
27/09/2023
  • ACTIVE PENSION INVESTMENT LTD
  • ACTIVE PENSION INVESTMENTS
  • API (CLONE)
A warning PDF of date 27/09/2023 (new window) CBI (IRLANDA) 
18/10/2023
  • AXA INVESTMENT MANAGERS IRELAND LIMITED (CLONE)
A warning PDF of date 18/10/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE LAS DIRECCIONES DE CORREO ELECTRÓNICO COMPLIANCE@AXDUBIRELAND.COM ; INFO@AXDUBIRELAND.COM; ACCOUNTS@AXAIM-IRELAND.COM; INFO@AXAIM-IRELAND.COM; JARED-COOK@AXAIM-IRELAND.COM; ACCOUNTS@AXDUBIRELAND.COM; Y ACCOUNTS@AXAIMIRELAND.COM , HA USADO DE MANERA FRAUDULENTA DATOS COMO EL NOMBRE, DIRECCIÓN, LOGO Y NÚMERO DE REGISTRO, DE LA FIRMA AUTORIZADA POR EL CBI DEL MISMO NOMBRE AXA INVESTMENT MANAGERS IRELAND LIMITED, CON QUIEN NO GUARDA NINGUNA CONEXIÓN
15/06/2022
  • APYHARVEST FINANCIAL SERVICES LTD (CLONE)
A warning PDF of date 15/06/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA USÓ DE MANERA FRAUDULENTA EL NÚMERO DE REGISTRO DE UNA ENTIDAD LEGALMENTE REGISTRADA EN IRLANDA, HARVEST FINANCIAL SERVICES LTD, CON LA QUE NO GUARDA VINCULACIÓN.
23/02/2022
  • ABBEY WEALTH (CLONE)
A warning PDF of date 23/02/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS Y DE DENOMINACIÓN AFS WEALTH MANAGEMENT & INSURANCE ADVISERS LIMITED Y AWM WEALTH ADVISERS LIMITED

Consultation criteria: By type unauthorised entities, By initial A.