Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 7 out of 91
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
01/02/2023 |
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ADVANCED SOFTWARE SOLUTIONS (OPERANDO COMO INVCENTER)
|
| CBI (IRLANDA) | |
14/09/2022 |
|
| CBI (IRLANDA) | |
23/06/2021 |
|
| CBI (IRLANDA) | |
08/11/2023 |
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE (ENTRE OTRAS) DIRECCIONES DE CORREO ELECTRÓNICO ACABADAS EN @AIB.IRISH Y @AIB-PRIVATE.COM NO GUARDA RELACIÓN CON LA FIRMA AUTORIZADA POR EL CBI ALLIED IRISH BANK. |
15/06/2022 |
|
| CBI (IRLANDA) | |
22/12/2021 |
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AC CAPITAL PARTNERS (CLONE)
|
| CBI (IRLANDA) | |
27/09/2023 |
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ACTIVE PENSION INVESTMENT LTD
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ACTIVE PENSION INVESTMENTS
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API (CLONE)
|
| CBI (IRLANDA) | |
18/10/2023 |
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AXA INVESTMENT MANAGERS IRELAND LIMITED (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE LAS DIRECCIONES DE CORREO ELECTRÓNICO COMPLIANCE@AXDUBIRELAND.COM ;
INFO@AXDUBIRELAND.COM;
ACCOUNTS@AXAIM-IRELAND.COM;
INFO@AXAIM-IRELAND.COM;
JARED-COOK@AXAIM-IRELAND.COM;
ACCOUNTS@AXDUBIRELAND.COM; Y
ACCOUNTS@AXAIMIRELAND.COM , HA USADO DE MANERA FRAUDULENTA DATOS COMO EL NOMBRE, DIRECCIÓN, LOGO Y NÚMERO DE REGISTRO, DE LA FIRMA AUTORIZADA POR EL CBI DEL MISMO NOMBRE AXA INVESTMENT MANAGERS IRELAND LIMITED, CON QUIEN NO GUARDA NINGUNA CONEXIÓN |
15/06/2022 |
-
APYHARVEST FINANCIAL SERVICES LTD (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA USÓ DE MANERA FRAUDULENTA EL NÚMERO DE REGISTRO DE UNA ENTIDAD LEGALMENTE REGISTRADA EN IRLANDA, HARVEST FINANCIAL SERVICES LTD, CON LA QUE NO GUARDA VINCULACIÓN. |
23/02/2022 |
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS Y DE DENOMINACIÓN AFS WEALTH MANAGEMENT & INSURANCE ADVISERS LIMITED Y AWM WEALTH ADVISERS LIMITED |
Consultation criteria: By type unauthorised entities, By initial A.