As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 54 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
04/03/2020
  • ALEXANDER KINGSLEY PRIVATE EQUITY INC
A warning PDF of date 04/03/2020 (new window) AFM (PAISES BAJOS) 
04/03/2020
  • AC EUROPE SA
A warning PDF of date 04/03/2020 (new window) CSSF (LUXEMBURGO) 
04/03/2020
  • ACI CAPITAL
A warning PDF of date 04/03/2020 (new window) CSSF (LUXEMBURGO) 
11/03/2020
  • ANKOR GROUP INVESTMENT LTD
A warning PDF of date 11/03/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
11/03/2020
  • AJ ASSET
A warning PDF of date 11/03/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
25/03/2020
  • ASSURED FINANCES
A warning PDF of date 25/03/2020 (new window) FCA (REINO UNIDO) 
07/04/2020
  • AIRBIT CLUB
A warning PDF of date 07/04/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
07/04/2020
  • AK WEALTH SPF SARL
A warning PDF of date 07/04/2020 (new window) CSSF (LUXEMBURGO)LA SOCIEDAD ADVERTIDA UTILIZA DE MANERA FRAUDULENTA EL NOMBRE DE LA EMPRESA DEBIDAMENTE REGISTRADA AK WEALTH SPF
14/04/2020
  • AVENIR EPARGNE (CLON)
A warning PDF of date 14/04/2020 (new window) FCA (REINO UNIDO) 
29/04/2020
  • ATLAS FMI (CLON)
A warning PDF of date 29/04/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial A.