As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 53 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/09/2020
  • APCOFX
A warning PDF of date 23/09/2020 (new window) FCA (REINO UNIDO) 
26/07/2023
  • APEL FINANCIAL DISTRIBUTION (CLONE)
  • APEL FINANCIAL (CLONE)
A warning PDF of date 26/07/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA UTILIZA ALGUNOS DATOS COMO NOMBRE, DIRECCIÓN Y NÚMERO DE REGISTRO PARA SUPLANTAR A LA ENTIDAD AUTORIZADA APEL FINANCIAL DISTRIBUTION SERVICES LIMITED.
18/08/2020
  • APERA ASSET MANAGEMENT (CLON)
A warning PDF of date 18/08/2020 (new window) FCA (REINO UNIDO) 
19/04/2017
  • APEX ALLIANCE
A warning PDF of date 19/04/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
30/03/2022
  • APEX ASSURE LTD
A warning PDF of date 30/03/2022 (new window) FCA (REINO UNIDO) 
02/02/2022
  • APEX BITCOIN MINING
A warning PDF of date 02/02/2022 (new window) FCA (REINO UNIDO) 
29/04/2020
  • APEX CAPITAL ASSOCIATES
A warning PDF of date 29/04/2020 (new window) FCA (REINO UNIDO) 
01/12/2004
  • APEX CONTINENTAL BANK PLC
A warning PDF of date 01/12/2004 (new window) JFSC (JERSEY) 
01/12/2004
  • APEX CONTINENTAL BANK PLC
A warning PDF of date 01/12/2004 (new window) FSC (ISLA DE MAN) 
01/12/2004
  • APEX CONTINENTAL BANK PLC
A warning PDF of date 01/12/2004 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial A.