As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 53 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/02/2020
  • ATFX (CLON)
A warning PDF of date 05/02/2020 (new window) FCA (REINO UNIDO) 
05/02/2020
  • AVIVA INVESTORS GLOBAL SERVICES
  • AVIBONDS (CLON)
A warning PDF of date 05/02/2020 (new window) FCA (REINO UNIDO) 
12/02/2020
  • ABSL UMBRELLA FUND (CLON)
A warning PDF of date 12/02/2020 (new window) FCA (REINO UNIDO)NO GUARDA RELACIÓN CON ABSL UMBRELLA UCITS FUND PLC
12/02/2020
  • APUS CAPITAL
A warning PDF of date 12/02/2020 (new window) FCA (REINO UNIDO) 
12/02/2020
  • ALLTRADEMARKETS
A warning PDF of date 12/02/2020 (new window) FSMA (BELGICA) 
19/02/2020
  • ASSET TRADE INTERNATIONAL (EUROPE) S.A.
A warning PDF of date 19/02/2020 (new window) CSSF (LUXEMBURGO) 
19/02/2020
  • ATUK (CLON)
  • ATFX-UK.COM
A warning PDF of date 19/02/2020 (new window) FCA (REINO UNIDO) 
19/02/2020
  • ASSETZ CAPITAL (CLON)
A warning PDF of date 19/02/2020 (new window) FCA (REINO UNIDO) 
26/02/2020
  • ALAN JONES FINANCIAL SERVICES LIMITED (CLON DE AGENTE)
A warning PDF of date 26/02/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ALAN JONES FINANCIAL SERVICES LTD
26/02/2020
  • ADVISORY BROKER SERVICES
  • ADVISORY BROKER TRADING
  • AB SERVICES (CLON)
A warning PDF of date 26/02/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ADVISORS AND BROKERS SERVICE, A.S

Consultation criteria: By type unauthorised entities, By initial A.