As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 53 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/02/2017
  • AMBROSIA CAPITAL
A warning PDF of date 08/02/2017 (new window) FCA (REINO UNIDO) 
18/01/2017
  • ALTAIR ENTERTAINMENT NV / PAYIFIC LTD / CAPITAL FORCE LTD
A warning PDF of date 18/01/2017 (new window) CONSOB (ITALIA) 
18/01/2017
  • ADVANCED BINARY TECHNOLOGIES LTD
A warning PDF of date 18/01/2017 (new window) CONSOB (ITALIA) 
14/12/2016
  • ALPHA INNOVATIVE STRATEGIES LTD
A warning PDF of date 14/12/2016 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN
07/12/2016
  • ALGO CAPITALS (CLON)
A warning PDF of date 07/12/2016 (new window) FCA (REINO UNIDO) 
07/12/2016
  • AVALON CONSULTANCY
A warning PDF of date 07/12/2016 (new window) FCA (REINO UNIDO) 
02/11/2016
  • ALGEBRA INVESTMENTS S.A.
A warning PDF of date 02/11/2016 (new window) CSSF (LUXEMBURGO) 
26/10/2016
  • ADEXEC LOANS & FINANCIAL SOLUTIONS (CLON)
A warning PDF of date 26/10/2016 (new window) FCA (REINO UNIDO) 
19/10/2016
  • ARBORETIX TRADING LIMITED / VORTEX ASSETS CORPORATION
A warning PDF of date 19/10/2016 (new window) CONSOB (ITALIA) 
13/10/2016
  • APEX UK LOAN
A warning PDF of date 13/10/2016 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial A.