As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 46 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/11/2018
  • ASIC TRADER / HELLAX CORP
A warning PDF of date 14/11/2018 (new window) FCA (REINO UNIDO) 
07/11/2018
  • AARON BRETT
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
24/10/2018
  • AMP TRADING GROUP
A warning PDF of date 24/10/2018 (new window) FCA (REINO UNIDO) 
03/10/2018
  • ARBITRACOIN
A warning PDF of date 03/10/2018 (new window) FMA (AUSTRIA) 
26/09/2018
  • ANARU AND PARTNERS
A warning PDF of date 26/09/2018 (new window) FCA (REINO UNIDO) 
26/09/2018
  • ASAHI MARUSAN MANAGEMENT
A warning PDF of date 26/09/2018 (new window) FSMA (BELGICA) 
26/09/2018
  • ANAHERA AND PARTNERS
A warning PDF of date 26/09/2018 (new window) FCA (REINO UNIDO) 
19/09/2018
  • APOLLO MANAGEMENT (CLON)
A warning PDF of date 19/09/2018 (new window) FCA (REINO UNIDO) 
05/09/2018
  • ALLY TUXEDO BANK PLC
A warning PDF of date 05/09/2018 (new window) FCA (REINO UNIDO) 
22/08/2018
  • ARIELBANK PLC
A warning PDF of date 22/08/2018 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial A.