As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 16 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/11/2022
  • ACLASSBANK / BELLEROPHON GROUP LTD
A warning PDF of date 10/11/2022 (new window) FMA (AUSTRIA) 
02/11/2022
  • ASTON GLOBAL ASSETS
A warning PDF of date 02/11/2022 (new window) FCA (REINO UNIDO) 
02/11/2022
  • AFFLUENTPRIMEFXT
A warning PDF of date 02/11/2022 (new window) FCA (REINO UNIDO) 
26/10/2022
  • ARCADISINVEST
A warning PDF of date 26/10/2022 (new window) FCA (REINO UNIDO) 
26/10/2022
  • ALL CITIZEN BANK
A warning PDF of date 26/10/2022 (new window) FCA (REINO UNIDO) 
26/10/2022
  • ALPHAFXPRIME
A warning PDF of date 26/10/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
26/10/2022
  • AB INVESTMENT FINANCIAL COMPANY (CLONE)
  • ACKERMANN & BALLARD (CLONE)
A warning PDF of date 26/10/2022 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE LOS DATOS DE LA ENTIDAD REGISTRADA EN LUXEMBURGO AB INVESTMENT S.A.
26/10/2022
  • ASTEO LUXEMBOURG (CLONE)
A warning PDF of date 26/10/2022 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE ACERCA DE PERSONAS QUE UTILIZANDO EL FORMATO DE CORREO ELECTRÓNICO NOMBRE.APELLIDO@ASTEOLUXEMBOURG.COM Y NOMBRE.APELLIDO@ASTEO-LUXEMBOURG.COM ESTÁN HACIÉNDOSE PASAR POR LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN LUXEMBURGO, ASTEO LUXEMBURG S.A.
26/10/2022
  • ALPHA PATRIMOINE (CLONE)
  • ALPHA PATRIMOINE SOLUTION (CLONE)
A warning PDF of date 26/10/2022 (new window) CSSF (LUXEMBURGO)SE ADVIERTE DEL USO INDEBIDO DEL NOMBRE Y LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN LUXEMBURGO, ALPHA PATRIMOINE S.A.
19/10/2022
  • ADAGIO ACCOUNTANTS
A warning PDF of date 19/10/2022 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial A.