As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 15 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/12/2017
  • ADN UK FINANCE / ADN UK / ADN/ ADN UK LOANS
A warning PDF of date 14/12/2017 (new window) FCA (REINO UNIDO) 
10/05/2004
  • ADN WARENHANDELS GMPH
A warning PDF of date 10/05/2004 (new window) FMA (AUSTRIA) 
14/08/2013
  • ADOLPHE FINANCIAL MANAGEMENT
A warning PDF of date 14/08/2013 (new window) CSSF (LUXEMBURGO) 
21/12/2022
  • ADROFX
  • ADRO FX
A warning PDF of date 21/12/2022 (new window) FCA (REINO UNIDO) 
17/07/2019
  • ADUNO CAPITAL GROUP LTD
A warning PDF of date 17/07/2019 (new window) FMA (AUSTRIA) 
01/03/2002
  • ADV ADVANTAGE, S.A.- GLOBAL ASSET MANAGEMENT
A warning PDF of date 01/03/2002 (new window) CSSF (LUXEMBURGO) 
12/08/2020
  • ADVANCE CREDIT UNION (CLON)
  • ADVANCECU.CO.ZA
A warning PDF of date 12/08/2020 (new window) FCA (REINO UNIDO) 
20/01/2021
  • ADVANCE INVESTMENT (CLONE)
A warning PDF of date 20/01/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ADVANCE INVESTMENTS LIMITED.
13/04/2011
  • ADVANCE PARTNERS LLC
A warning PDF of date 13/04/2011 (new window) SFSA (SUECIA) 
02/08/2023
  • ADVANCE PERSONAL CREDIT LTD (CLONE)
A warning PDF of date 02/08/2023 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial A.