As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 15 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/11/2022
  • ACTIVFXTRADE
A warning PDF of date 30/11/2022 (new window) FCA (REINO UNIDO) 
30/11/2022
  • ASSETGLOBAL INVESTMENTS
A warning PDF of date 30/11/2022 (new window) FCA (REINO UNIDO) 
23/11/2022
  • ASSET MANAGEMENT
  • ASSETMANAGEMENT.CO.COM
A warning PDF of date 23/11/2022 (new window) FSMA (BELGICA) 
23/11/2022
  • APEXCRYPTOLIVE
  • APEXCRYPTOLIVE.COM
A warning PDF of date 23/11/2022 (new window) FSMA (BELGICA) 
23/11/2022
  • AVONDALE ICAV (CLONE)
A warning PDF of date 23/11/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA AVONDALE ICAV
23/11/2022
  • AGILE FINANCE S.A (CLONE)
A warning PDF of date 23/11/2022 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE AL PÚBLICO DE PERSONAS QUE UTILIZAN INDEBIDAMENTE EL NOMBRE DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN LUXEMBURGO “AGILE FINANCE S.A”
16/11/2022
  • ASSETS DELUXE TRADING
A warning PDF of date 16/11/2022 (new window) FCA (REINO UNIDO) 
10/11/2022
  • AROX CAPITAL
A warning PDF of date 10/11/2022 (new window) CBI (IRLANDA) 
10/11/2022
  • ATOMTRADEFX
A warning PDF of date 10/11/2022 (new window) FCA (REINO UNIDO) 
10/11/2022
  • AKTIEN AG (AKTIENAG) / AKTIEN C LTD
A warning PDF of date 10/11/2022 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial A.