As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/02/2005
  • ALBAG GESELSHAFT FUR ALLGEMEINE FINANZIERUNGSBERATUNG GMBH
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
16/02/2005
  • ATLAS INSVEST LLC.
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
06/02/2008
  • AKEMAN CAPITAL
A warning PDF of date 06/02/2008 (new window) SFSA (SUECIA) 
13/04/2011
  • ADVANCE PARTNERS LLC
A warning PDF of date 13/04/2011 (new window) SFSA (SUECIA) 
21/09/2016
  • ARAI, ENDO AND ASSOCIATES
A warning PDF of date 21/09/2016 (new window) SFSA (SUECIA) 
17/09/2008
  • ABERDEEN PACIFIC GROUP
A warning PDF of date 17/09/2008 (new window) SFSA (SUECIA) 
02/07/2014
  • ARIES VENTURES INC
A warning PDF of date 02/07/2014 (new window) SFSA (SUECIA) 
06/04/2011
  • ASSURE.SE
A warning PDF of date 06/04/2011 (new window) SFSA (SUECIA) 
12/12/2007
  • ACKERMAN & GOLDHART
A warning PDF of date 12/12/2007 (new window) SFSA (SUECIA) 
09/12/2009
  • ALLIED PARTNERS FINANCIAL GROUP INC.
A warning PDF of date 09/12/2009 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial A.