As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 61 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/01/2021
  • ADVANCE WAGEDAY LOANS / WAGEDAY LOANS LTD (CLONE)
A warning PDF of date 13/01/2021 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA UK LEADTECH LTD (OPERANDO COMO WWW.WAGEDAYLOANS.CO.UK).
20/01/2021
  • AXEDO
A warning PDF of date 20/01/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
20/01/2021
  • ADVANCE INVESTMENT (CLONE)
A warning PDF of date 20/01/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ADVANCE INVESTMENTS LIMITED.
20/01/2021
  • ATLANTIX SERVICES
A warning PDF of date 20/01/2021 (new window) FSMA (BELGICA) 
03/02/2021
  • AMAZON HOME
A warning PDF of date 03/02/2021 (new window) FCA (REINO UNIDO) 
10/02/2021
  • ASPEN HOLDING / NEXT TRADE LTD
A warning PDF of date 10/02/2021 (new window) CMVM (PORTUGAL) 
10/02/2021
  • ALLIANCE BERNSTEIN (CLONE)
A warning PDF of date 10/02/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ALLIANCEBERNSTEIN LIMITED.
17/02/2021
  • ABA EXCHANGE (OPERANDO COMO BIT TRADING)
A warning PDF of date 17/02/2021 (new window) FCA (REINO UNIDO) 
17/02/2021
  • ARK MANAGEMENT
A warning PDF of date 17/02/2021 (new window) FCA (REINO UNIDO) 
24/02/2021
  • ADVANCED SOFTWARE SOLUTIONS LTD
A warning PDF of date 24/02/2021 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial A.