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Entities and persons that are not authorised to act in the securities markets, for example, to render the investment services provided for in the Spanish Securities Market Act (LMV) (reception, transmission and execution of client orders, portfolio management and investment advice), or to perform the activity reserved for collective investment schemes (CIS).

Only registered companies have obtained authorisation since they have provided proof that they meet certain requirements (sufficient capital, organisation and adequate means, etc.) and are subject to supervisory body controls.

CNMV’s powers are confined to the administrative sphere. Therefore, if it were to feel prejudiced by the actions of unregistered entities and/or persons, it would have to resort, if it considered it appropriate, to the ordinary courts of justice. In any case, for our inspection activity it is important to obtain the documentation available that provides evidence that these entities are carrying on reserved activities in Spain.

For further information:

The CNMV warns accordingly that the following entities are not authorised to provide investment services in Spain.

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Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

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Search for CNMV´s public warnings
DateTargeted companiesDocumentDocument (English)Comments
30/07/2018
  • THINKING AHEAD, LTD
  • KITANO, LTD
  • WWW.FXMARKETPRO.COM
A warning PDF of date 30/07/2018 (new window) A warning PDF of date 30/07/2018 (new window)  
30/07/2018
  • WWW.CFDSTOCKS.COM
A warning PDF of date 30/07/2018 (new window) A warning PDF of date 30/07/2018 (new window)  
30/07/2018
  • MARVIN MANAGEMENT, S.L
A warning PDF of date 30/07/2018 (new window) A warning PDF of date 30/07/2018 (new window) PERSONAS VINCULADAS: SRES. VICENZO CARPANZANO Y MARIO EMMRICH (ADMINISTRADORES)
30/07/2018
  • PENTACLE GROUP LTD.
  • HTTPS://CHRONOFM.COM
A warning PDF of date 30/07/2018 (new window) A warning PDF of date 30/07/2018 (new window)  
30/07/2018
  • MARVIN PAYMENTS, LTD
  • WWW.MARVINBANK.COM
  • WWW.MARVINPAYMENTS.COM
A warning PDF of date 30/07/2018 (new window) A warning PDF of date 30/07/2018 (new window)  
16/07/2018
  • FUENGIROLA FINANS, S.L.
A warning PDF of date 16/07/2018 (new window) A warning PDF of date 16/07/2018 (new window) PERSONA VINCULADA: LARS ERIK GUSTAV LINDSTROM (ADMINISTRADOR ÚNICO)
09/07/2018
  • MED REALTY CONSULTING, S.L.
  • MEDREALTY.ES
A warning PDF of date 09/07/2018 (new window) A warning PDF of date 09/07/2018 (new window) PERSONA VINCULADA: EVA SEBASTIA FABREGAT (ADMINISTRADORA ÚNICA)
18/06/2018
  • SIMPLEFX LTD.
  • SIMPLEFX.COM
A warning PDF of date 18/06/2018 (new window) A warning PDF of date 18/06/2018 (new window)  
18/06/2018
  • T.W. CAPITAL LTD
  • VFXCAPITAL.COM
A warning PDF of date 18/06/2018 (new window) A warning PDF of date 18/06/2018 (new window)  
18/06/2018
  • SEDI METALES NOBLES, SL. (SEDIMN)
  • SEDIMN.ES
A warning PDF of date 18/06/2018 (new window) A warning PDF of date 18/06/2018 (new window) PERSONA VINCULADA: IGNACIO NATANIAN MONTSERRAT ESPIGARES (ADMINISTRADOR ÚNICO)

Consultation criteria: By type unauthorised entities.