As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 8 out of 1167
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/10/2015
  • BAXTER CAPITAL VENTURES MANAGEMENT
  • WWW.BAXTERCAPITALMGMT.COM
A warning PDF of date 14/10/2015 (new window) SFSA (SUECIA) 
18/03/2009
  • GREEN VALLEY VENTURE CAPITALIST
  • WWW.GVVENTURE.COM
A warning PDF of date 18/03/2009 (new window) SFSA (SUECIA) 
14/01/2009
  • WEST RIDGE LIMITED
  • WWW.WESTRIDGELIMITED.COM
A warning PDF of date 14/01/2009 (new window) SFSA (SUECIA) 
18/02/2009
  • STANFORD GROUP ASSOCIATES
  • WWW.STANFORDGA.COM
A warning PDF of date 18/02/2009 (new window) SFSA (SUECIA) 
14/01/2009
  • BAKER WHITFIELD ASSOCIATES
  • WWW.BAKERWHITFIELD.COM
A warning PDF of date 14/01/2009 (new window) SFSA (SUECIA) 
14/01/2009
  • THOMAS & HYDE CONSULTING
  • WWW.THOMASANDHYDE.COM
A warning PDF of date 14/01/2009 (new window) SFSA (SUECIA) 
01/10/2008
  • WIDE BERTH INTERNATIONAL INC.
A warning PDF of date 01/10/2008 (new window) SFSA (SUECIA) 
11/05/2016
  • SHAW, EDWARDS, EMMERSON & KNIGHT LTD LLP (SEEK LTD. LLC/LLP)
  • WWW.SEEK-LLC.NET
A warning PDF of date 11/05/2016 (new window) SFSA (SUECIA) 
01/10/2008
  • ROSS-PARKINSON
A warning PDF of date 01/10/2008 (new window) SFSA (SUECIA) 
01/10/2008
  • MANHATTAN FUJIWARA INTERNATIONAL
  • WWW.MANHATTANFUJI.JP
A warning PDF of date 01/10/2008 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.