Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 666 out of 1167
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
20/12/2017 |
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HOLLIS KOOKMIN FINANCIAL
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HTTPS://HKFGLOBAL.COM
|
| AFM (PAISES BAJOS) | |
20/12/2017 |
|
| AMF (FRANCIA) | SITIOS WEB QUE OFRECEN INVERSIONES EN OPCIONES BINARIAS SIN ESTAR AUTORIZADOS |
20/12/2017 |
-
MORGAN CONSULTANCY GROUP
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WWW.MORGANCONSULTANCYGRP.COM
|
| FCA (REINO UNIDO) | |
20/12/2017 |
-
NEW YORK LAW SPECIALISTS
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WWW.NEWYORKLAWSPECIALISTS.COM
|
| FCA (REINO UNIDO) | |
20/12/2017 |
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REVIVE CAPITAL GROUP
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HTTP://REVIVECAPITALGROUP.COM/
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HTTP://RCLIMITED.COM/
|
| FCA (REINO UNIDO) | |
20/12/2017 |
-
BULWARK INSURANCE
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HTTP://BULWARKINSURANCE.CO.UK/
|
| FCA (REINO UNIDO) | |
20/12/2017 |
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AXEWORTH SECURITIES
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WWW.AXEWORTHSECURITIES.CH
|
| FCA (REINO UNIDO) | |
20/12/2017 |
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GOLDBRIGDE FUND MANAGEMENT (CLON)
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WWW.HANSAGRP.CO.UK
|
| FCA (REINO UNIDO) | |
20/12/2017 |
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CARUS SOLUTIONS LTD
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WWW.CARUSSOLUTIONS.CO.UK
|
| FCA (REINO UNIDO) | |
20/12/2017 |
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SUTTON JOHNSON HOLDINGS
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WWW.SUTTONJOHNSONHOLDINGS.COM
|
| FCA (REINO UNIDO) | |
Consultation criteria: By type unauthorised entities.