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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 662
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/06/2002
  • ARROW INTERNATIONAL MANAGEMENT SERVICES LIMITED
A warning PDF of date 19/06/2002 (new window) JFSC (JERSEY) 
16/07/2002
  • MORGAN YOUNG
A warning PDF of date 16/07/2002 (new window) CBF (BELGICA) 
16/07/2002
  • INTERNATIONAL INVESTMENTS BANKERS (INVESBANKERS)
A warning PDF of date 16/07/2002 (new window) CBF (BELGICA) 
06/08/2002
  • COGAN DAVIS INTERNATIONAL
A warning PDF of date 06/08/2002 (new window) EI_CBI (IRLANDA) 
06/08/2002
  • CURRENCY ASSOCIATES
A warning PDF of date 06/08/2002 (new window) EI_CBI (IRLANDA) 
06/08/2002
  • MORGAN PARIS & COMPANY
A warning PDF of date 06/08/2002 (new window) EI_CBI (IRLANDA)VER ADVERTENCIAS CNMV
06/08/2002
  • FRANKLIN MANAGEMENT
A warning PDF of date 06/08/2002 (new window) EI_CBI (IRLANDA) 
14/08/2002
  • CAMBRIDGE INTERNATIONAL S.R.L.
A warning PDF of date 14/08/2002 (new window) CBF (BELGICA) 
11/09/2002
  • GOODMAN HART ASSOCIATES
A warning PDF of date 11/09/2002 (new window) EI_CBI (IRLANDA)VER ADVERTENCIAS CNMV
11/09/2002
  • CHARTWELL ASSET MANAGEMENT
A warning PDF of date 11/09/2002 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities.