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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 618 out of 633
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/07/2004
  • ALLIANCE INVESTMENT
A warning PDF of date 28/07/2004 (new window) FSC (ISLA DE MAN) 
28/07/2004
  • ALLIANCE INVESTMENT GROUP
A warning PDF of date 28/07/2004 (new window) FSC (ISLA DE MAN) 
28/07/2004
  • NOVIS PARTNERS
A warning PDF of date 28/07/2004 (new window) FMA (AUSTRIA) 
28/07/2004
  • BAKER & WHITE
A warning PDF of date 28/07/2004 (new window) FMA (AUSTRIA) 
28/07/2004
  • ANDERSON GOLDBERG, S.L.
A warning PDF of date 28/07/2004 (new window) FMA (AUSTRIA)VER ADVERTENCIAS CNMV
14/07/2004
  • CAPITAL INVESTMENT CORPORATION
A warning PDF of date 14/07/2004 (new window) FSC (ISLA DE MAN) 
14/07/2004
  • SOROS HOLLAND
A warning PDF of date 14/07/2004 (new window) CBF (BELGICA) 
14/07/2004
  • BIG T MARKETING
A warning PDF of date 14/07/2004 (new window) CBF (BELGICA) 
30/06/2004
  • THE ROYAL OXFORD
A warning PDF of date 30/06/2004 (new window) FSC (ISLA DE MAN) 
30/06/2004
  • CAPITAL EXPRESS BANK
A warning PDF of date 30/06/2004 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities.