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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 618 out of 698
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/07/2006
  • REMINGTON FTSE INDEX FUNDS
A warning PDF of date 05/07/2006 (new window) FSC (ISLA DE MAN) 
05/07/2006
  • REMINGTON YORK LTD
A warning PDF of date 05/07/2006 (new window) FSC (ISLA DE MAN)VER ADVERTENCIAS CNMV
05/07/2006
  • SWISSCASH
  • WWW.SWISSCASH.BIZ
A warning PDF of date 05/07/2006 (new window) SFC (HONG KONG) 
05/07/2006
  • STONEWELL FINANCE
A warning PDF of date 05/07/2006 (new window) EI_CBI (IRLANDA) 
28/06/2006
  • WELLINGTON-DUKE & ASSOCIATES
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 
28/06/2006
  • MURDOCH FINCH ASSOCIATES
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 
28/06/2006
  • MORRISON DOUGLAS
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 
28/06/2006
  • HAMILTON PIERCE
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 
28/06/2006
  • BISHOP & PARKES ADVISORY
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 
28/06/2006
  • ARCFIN GROUP
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.