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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 631
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/01/2016
  • KMJ LIMITED
  • WWW.KMJLTD.COM
A warning PDF of date 20/01/2016 (new window) AFM (PAISES BAJOS (HOLANDA)) 
17/06/2015
  • WB-INVEST GMBH
  • WWW.WB-INVEST.COM
A warning PDF of date 17/06/2015 (new window) AFM (PAISES BAJOS (HOLANDA)) 
07/12/2016
  • ORIX CAPITAL TRADING
  • WWW.ORIXTRADING.COM
A warning PDF of date 07/12/2016 (new window) AFM (PAISES BAJOS (HOLANDA)) 
06/05/2009
  • SURIN WANA
A warning PDF of date 06/05/2009 (new window) AFM (PAISES BAJOS (HOLANDA)) 
06/05/2009
  • PATCHARI PRITCHAKUN
A warning PDF of date 06/05/2009 (new window) AFM (PAISES BAJOS (HOLANDA)) 
06/05/2009
  • SURIN WAANAA
A warning PDF of date 06/05/2009 (new window) AFM (PAISES BAJOS (HOLANDA)) 
13/04/2016
  • RUSSELL AND PARTNERS TRUST FINANCIAL MANAGEMENT
A warning PDF of date 13/04/2016 (new window) AFM (PAISES BAJOS (HOLANDA)) 
03/12/2014
  • CC WEALTH LTD.
  • WWW.CCWEALTHLTD.COM
A warning PDF of date 03/12/2014 (new window) AFM (PAISES BAJOS (HOLANDA)) 
12/03/2008
  • OKAMURA ASSET MANAGEMENT
A warning PDF of date 12/03/2008 (new window) AFM (PAISES BAJOS (HOLANDA)) 
03/12/2014
  • TRADING LONDON INVESTMENT
  • WWW.TRADING-LONDON-INVESTMENT.COM
A warning PDF of date 03/12/2014 (new window) AFM (PAISES BAJOS (HOLANDA)) 

Consultation criteria: By type unauthorised entities.