As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 36
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/03/2023
  • REVER LTD/VEXXSEL
A warning PDF of date 01/03/2023 (new window) CONSOB (ITALIA) 
23/10/2019
  • RED BIRD LTD
A warning PDF of date 23/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
27/11/2019
  • REDAL LTD / ELIT PROPERTY VISION LTD / RICHMONDFX LTD
A warning PDF of date 27/11/2019 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
21/11/2018
  • RICHMOND INVESTING
A warning PDF of date 21/11/2018 (new window) CONSOB (ITALIA) 
27/11/2019
  • RMT 500 LTD
A warning PDF of date 27/11/2019 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
15/06/2011
  • RYHAT ESTABLISHMENT INVESTMENT TRUST
A warning PDF of date 15/06/2011 (new window) CSSF (LUXEMBURGO) 
07/07/2021
  • ROYAL STATE BANK
A warning PDF of date 07/07/2021 (new window) CSSF (LUXEMBURGO) 
11/05/2011
  • ROIET TRADING
A warning PDF of date 11/05/2011 (new window) CSSF (LUXEMBURGO) 
20/11/2019
  • RBC TRADE
A warning PDF of date 20/11/2019 (new window) CSSF (LUXEMBURGO) 
13/07/2016
  • RITZCOIN TECHNOLOGIES INC.
A warning PDF of date 13/07/2016 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities, By initial R.