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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 21 out of 24
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/07/2006
  • REYNOLD BROWN ASSOCIATES
A warning PDF of date 05/07/2006 (new window) SFSA (SUECIA) 
26/04/2006
  • RADISSON VENTURE CAPITAL
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
29/03/2006
  • RANDSTAD SECURITIES & VAULTS
A warning PDF of date 29/03/2006 (new window) FSC (ISLA DE MAN) 
08/02/2006
  • RIVERTON FINANCIAL GROUP
A warning PDF of date 08/02/2006 (new window) SFC (HONG KONG) 
25/01/2006
  • ROYAL FINANCIAL & SECURITIES SERVICES
A warning PDF of date 25/01/2006 (new window) FSC (ISLA DE MAN) 
18/01/2006
  • ROSE STEVIE
A warning PDF of date 18/01/2006 (new window) FSC (ISLA DE MAN) 
30/11/2005
  • ROCKWELL & BOND S A
A warning PDF of date 30/11/2005 (new window) SFC (HONG KONG) 
30/11/2005
  • RIDGEWELL CAPITAL MARKETS
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
16/11/2005
  • ROCKWELL & BOND S A
A warning PDF of date 16/11/2005 (new window) SFC (HONG KONG) 
16/11/2005
  • RAPID PRIVATE BANK
A warning PDF of date 16/11/2005 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial R.