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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 21
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/07/2018
  • REDBROOK FINANCIAL MANAGEMENT
A warning PDF of date 25/07/2018 (new window) CSSF (LUXEMBURGO) 
19/09/2018
  • REDCAP MANAGEMENT
A warning PDF of date 19/09/2018 (new window) FCA (REINO UNIDO) 
16/10/2013
  • REDEVELOPMENT CORPORATION INTERNATIONAL LTD
A warning PDF of date 16/10/2013 (new window) MFSA (MALTA) 
29/01/2014
  • REDFORD SECURITIES INTERNATIONAL
A warning PDF of date 29/01/2014 (new window) FCA (REINO UNIDO) 
22/11/2017
  • REDTHORNE REALISATIONS LIMITED (OPERANDO COMO REDTHORNE MARKETS)
A warning PDF of date 22/11/2017 (new window) FCA (REINO UNIDO) 
07/11/2018
  • REED CAVENDISH WEALTH MANAGEMENT
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
24/02/2016
  • REEF CAPITAL ADVISORS
A warning PDF of date 24/02/2016 (new window) SFSA (SUECIA) 
07/11/2018
  • REG INVESTMENT BANK
A warning PDF of date 07/11/2018 (new window) FCA (REINO UNIDO) 
19/12/2012
  • REGAL INTERNATIONAL
A warning PDF of date 19/12/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON EL AGENTE DEBIDAMENTE REGISTRADO J&J COM DI JOHN GARCIA DOMINGUEZ
27/03/2013
  • REGENCY GROUP INC.
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial R.