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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 23
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/02/2017
  • RED SHIELD FINANCIAL / RONG AVIVA LIMITED
A warning PDF of date 15/02/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS).
11/03/2020
  • REDAL LTD
A warning PDF of date 11/03/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
27/11/2019
  • REDAL LTD / ELIT PROPERTY VISION LTD / RICHMONDFX LTD
A warning PDF of date 27/11/2019 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
21/07/2010
  • REDBRIDGE ASSOCIATES
A warning PDF of date 21/07/2010 (new window) FSA (REINO UNIDO) 
25/07/2018
  • REDBROOK FINANCIAL MANAGEMENT
A warning PDF of date 25/07/2018 (new window) CSSF (LUXEMBURGO) 
19/09/2018
  • REDCAP MANAGEMENT
A warning PDF of date 19/09/2018 (new window) FCA (REINO UNIDO) 
16/10/2013
  • REDEVELOPMENT CORPORATION INTERNATIONAL LTD
A warning PDF of date 16/10/2013 (new window) MFSA (MALTA) 
29/01/2014
  • REDFORD SECURITIES INTERNATIONAL
A warning PDF of date 29/01/2014 (new window) FCA (REINO UNIDO) 
22/11/2017
  • REDTHORNE REALISATIONS LIMITED (OPERANDO COMO REDTHORNE MARKETS)
A warning PDF of date 22/11/2017 (new window) FCA (REINO UNIDO) 
07/11/2018
  • REED CAVENDISH WEALTH MANAGEMENT
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).

Consultation criteria: By type unauthorised entities, By initial R.