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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 21
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/12/2016
  • REINHARD HOFER INTERNATIONAL / REINHARD HOFER VENTURE PARTNERS (CLON)
A warning PDF of date 14/12/2016 (new window) FCA (REINO UNIDO) 
07/12/2016
  • RHODIUM FOREX / WR TRADE
A warning PDF of date 07/12/2016 (new window) FCA (REINO UNIDO) 
07/09/2016
  • ROYAL PRIVATE BANK OF LUXEMBOURG
A warning PDF of date 07/09/2016 (new window) CSSF (LUXEMBURGO) 
13/07/2016
  • RITZCOIN TECHNOLOGIES INC.
A warning PDF of date 13/07/2016 (new window) CSSF (LUXEMBURGO) 
13/07/2016
  • ROYALTON CAPITAL GROUP
A warning PDF of date 13/07/2016 (new window) FCA (REINO UNIDO) 
22/06/2016
  • RIGYFIELD CAPITAL MANAGEMENT SOJSC
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
22/06/2016
  • ROYAL CAPITAL MANAGEMENT SOJSC
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
25/05/2016
  • RESONA CORPORATE PARTNERS
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
27/04/2016
  • RAYMUND SERVAIS (CLON)
A warning PDF of date 27/04/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
20/04/2016
  • RUSHMOOR ASSOCIATES
A warning PDF of date 20/04/2016 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial R.