Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 21
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/04/2018
  • REGENT STREET FINANCE (CLON)
A warning PDF of date 11/04/2018 (new window) FCA (REINO UNIDO) 
23/02/2005
  • REGIONS BANK
A warning PDF of date 23/02/2005 (new window) SFC (HONG KONG) 
14/04/2010
  • REICH GLOBAL LTD
A warning PDF of date 14/04/2010 (new window) SFC (HONG KONG) 
12/05/2003
  • REICHMAN ADVISORY, SL
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
15/01/2014
  • REID & STONE VENTURES
A warning PDF of date 15/01/2014 (new window) SFSA (SUECIA) 
13/01/2010
  • REINCARNATION BANK
A warning PDF of date 13/01/2010 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
14/12/2016
  • REINHARD HOFER INTERNATIONAL / REINHARD HOFER VENTURE PARTNERS (CLON)
A warning PDF of date 14/12/2016 (new window) FCA (REINO UNIDO) 
04/08/2010
  • RELAX INVESTMENT FINANCIAL SERVICES LTD.
A warning PDF of date 04/08/2010 (new window) FMA (AUSTRIA) 
01/02/2012
  • RELIANCE ASSET MANAGEMENT LTD.
A warning PDF of date 01/02/2012 (new window) FSA (REINO UNIDO) 
08/06/2011
  • RELIANCE ASSET MANAGEMENT LTD.
A warning PDF of date 08/06/2011 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial R.