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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 23
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/02/2016
  • REEF CAPITAL ADVISORS
A warning PDF of date 24/02/2016 (new window) SFSA (SUECIA) 
07/11/2018
  • REG INVESTMENT BANK
A warning PDF of date 07/11/2018 (new window) FCA (REINO UNIDO) 
19/12/2012
  • REGAL INTERNATIONAL
A warning PDF of date 19/12/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON EL AGENTE DEBIDAMENTE REGISTRADO J&J COM DI JOHN GARCIA DOMINGUEZ
27/03/2013
  • REGENCY GROUP INC.
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 
14/03/2012
  • REGENT & LANGLEY CONSULTING GROUP
A warning PDF of date 14/03/2012 (new window) FSA (REINO UNIDO) 
14/10/2004
  • REGENT BANK PLC
A warning PDF of date 14/10/2004 (new window) FSC (ISLA DE MAN) 
11/04/2018
  • REGENT STREET FINANCE (CLON)
A warning PDF of date 11/04/2018 (new window) FCA (REINO UNIDO) 
23/02/2005
  • REGIONS BANK
A warning PDF of date 23/02/2005 (new window) SFC (HONG KONG) 
14/04/2010
  • REICH GLOBAL LTD
A warning PDF of date 14/04/2010 (new window) SFC (HONG KONG) 
12/05/2003
  • REICHMAN ADVISORY, SL
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial R.