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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 17 out of 24
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/10/2013
  • ROWE CORPORATE SERVICES
A warning PDF of date 16/10/2013 (new window) FCA (REINO UNIDO) 
02/07/2014
  • RIMAS RISK MANAGEMENT SERVICE (CLON)
A warning PDF of date 02/07/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA RIMAS RISK MANAGEMENT SERVICE SRL
08/04/2020
  • RIMMERSON CAPITAL PARTNERS
A warning PDF of date 08/04/2020 (new window) FCA (REINO UNIDO) 
29/07/2020
  • ROYAL GTX
A warning PDF of date 29/07/2020 (new window) FCA (REINO UNIDO) 
05/08/2020
  • RENEWABLE BONDS
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
30/04/2013
  • RISK & PORTFOLIO MANAGEMENT LTD
A warning PDF of date 30/04/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA RPM RISK & PORTFOLIO MANAGEMENT AB
01/09/2020
  • REGULATEDFIXEDRATEBONDS.CO.UK
A warning PDF of date 01/09/2020 (new window) FCA (REINO UNIDO) 
20/12/2017
  • REVIVE CAPITAL GROUP
A warning PDF of date 20/12/2017 (new window) FCA (REINO UNIDO) 
16/05/2013
  • RUSSELL ACQUISITION GROUP
A warning PDF of date 16/05/2013 (new window) FCA (REINO UNIDO) 
31/07/2013
  • RUBIN PRICE SECURITIES
A warning PDF of date 31/07/2013 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial R.