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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 16 out of 21
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/01/2009
  • RICHARD BURGER
A warning PDF of date 14/01/2009 (new window) SSMA (ESLOVENIA) 
14/01/2009
  • RENEE GOSH, ESQ (MRS.)
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
26/11/2008
  • RIVE FINANCIAL
A warning PDF of date 26/11/2008 (new window) SFC (HONG KONG) 
22/10/2008
  • ROSSFORD MERGERS & ACQUISITIONS
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 
15/10/2008
  • ROYAL CANARY TRUST LTD
  • ROYAL CANAREY TRUST
  • ROYAL CANARY TRUST BANK
  • ROYAL CANARY TRUST
A warning PDF of date 15/10/2008 (new window) FSC (ISLA DE MAN) 
15/10/2008
  • ROYAL CANARY TRUST BANK
  • ROYAL CANAREY TRUST
  • ROYAL CANARY TRUST LTD
  • ROYAL CANARY TRUST
A warning PDF of date 15/10/2008 (new window) FSC (ISLA DE MAN) 
15/10/2008
  • ROYAL CANARY TRUST
  • ROYAL CANARY TRUST LTD
  • ROYAL CANAREY TRUST
  • ROYAL CANARY TRUST BANK
A warning PDF of date 15/10/2008 (new window) FSC (ISLA DE MAN) 
15/10/2008
  • ROYAL CANAREY TRUST
  • ROYAL CANARY TRUST LTD
  • ROYAL CANARY TRUST
  • ROYAL CANARY TRUST BANK
A warning PDF of date 15/10/2008 (new window) FSC (ISLA DE MAN) 
01/10/2008
  • ROSS-PARKINSON
A warning PDF of date 01/10/2008 (new window) SFSA (SUECIA) 
20/08/2008
  • REYNOLDS GROUP LIMITED
A warning PDF of date 20/08/2008 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial R.