Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
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Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
03/03/2021 |
|
| CONSOB (ITALIA) | LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS |
19/02/2020 |
|
| CSSF (LUXEMBURGO) | LA WEB USA DE MANERA FRAUDULENTA EL NOMBRE Y LOS DATOS DE CONTACTO DE LA ENTIDAD DEBIDAMENTE REGISTRADA BELAIR HOUSE QUALION FINANCE S.A. |
07/04/2020 |
|
| CSSF (LUXEMBURGO) | NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA QUALION FINANCE S.A. |
26/10/2022 |
-
QUINTET PRIVATE BANK (EUROPE) S.A (CLONE)
|
| CSSF (LUXEMBURGO) | LA CSSF ADVIERTE DEL USO INDEBIDO DEL NOMBRE DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN LUXEMBURGO, QUINTET PRIVATE BANK (EUROPE) S.A., PARA OFRECER UN PRODUCTO DE INVERSIÓN LLAMADO "LICAT" |
26/10/2022 |
-
QUINTET PRIVATE BANK (EUROPE) S.A (CLONE)
|
| CSSF (LUXEMBURGO) | SE ADVIERTE DEL USO INDEBIDO DEL NOMBRE DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN LUXEMBURGO, QUINTET PRIVATE BANK (EUROPE) S.A. |
31/05/2023 |
-
QUILVEST CAPITAL PARTNERS AM S.A. (CLONE)
|
| CSSF (LUXEMBURGO) | LA ENTIDAD ADVERTIDA UTILIZA EL NOMBRE DE LA SOCIEDAD LUXEMBURGUESA QUILVEST CAPITAL PARTNERS AM S.A.,DEBIDAMENTE AUTORIZADA EN LUXEMBURGO Y SUJETA A LA SUPERVISIÓN DE LA CSSF. PARA PONERSE EN CONTACTO CON LOS INVERSORES USA DIRECCIONES DE CORREO ELECTRÓNICO CON EL FORMATO NOMBRE.APELLIDOS@QUILVESTEUROPE.COM . LA ENTIDAD DEBIDAMENTE AUTORIZADA EN LUXEMBURGO NO TIENE NINGÚN VÍNCULO CON LOS HECHOS MENCIONADOS |
11/04/2012 |
-
QUADRANT MERGERS & ACQUISITIONS
|
| EI_CBI (IRLANDA) | |
19/06/2019 |
-
QUICK FINANCE / QUICK FINANCIAL GROUP
|
| FCA (REINO UNIDO) | |
25/10/2023 |
|
| FCA (REINO UNIDO) | |
10/07/2019 |
|
| FCA (REINO UNIDO) | |
Consultation criteria: By type unauthorised entities, By initial Q.