As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 39 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/05/2012
  • PETER DALY
A warning PDF of date 16/05/2012 (new window) FSA (REINO UNIDO)LA PERSONA DE LA ADVERTENCIA NO TIENE NINGUAN VINCULACIÓN CON LA PERSONA DEL MISMO NOMBRE QUE ESTÁ DEBIDAMENTE INSCRITA EN LOS REGISTROS DE LA FSA
02/10/2019
  • PERTERRA FUNDS PLC (CLON)
A warning PDF of date 02/10/2019 (new window) FCA (REINO UNIDO) 
01/06/2022
  • PERSOONLIJK KREDIET
A warning PDF of date 01/06/2022 (new window) FSMA (BELGICA) 
04/04/2018
  • PERSONAL LOAN NOW (CLON)
A warning PDF of date 04/04/2018 (new window) FCA (REINO UNIDO) 
20/01/2021
  • PERSONAL FINANCIAL SOLUTIONS (CLONE)
A warning PDF of date 20/01/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA PERSONAL FINANCIAL SOLUTIONS LTD.
27/03/2013
  • PERSIST GLOBAL WEALTH MANAGEMENT
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
30/01/2013
  • PERSIST GLOBAL WEALTH MANAGEMENT
A warning PDF of date 30/01/2013 (new window) FSA (REINO UNIDO) 
03/04/2013
  • PERSIST GLOBAL WEALTH MANAGEMENT
A warning PDF of date 03/04/2013 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA PERSIST GLOBAL WEALTH MANAGEMENT BV
03/04/2013
  • PERSIST GLOBAL WEALTH MANAGEMENT
A warning PDF of date 03/04/2013 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA PERSIST GLOBAL WEALTH MANAGEMENT BV
23/12/2020
  • PERSHING SECURITIES LIMITED (CLON)
A warning PDF of date 23/12/2020 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA PERSHING SECURITIES LTD.

Consultation criteria: By type unauthorised entities, By initial P.