As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 22 out of 39
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/12/2020
  • LBP ASSET MANAGEMENT (CLON)
A warning PDF of date 16/12/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LA BANQUE POSTALE ASSET MANAGEMENT.
16/12/2020
  • LIBORTC
A warning PDF of date 16/12/2020 (new window) FCA (REINO UNIDO)EL PRODUCTO ADVERTIDO NO TIENE NINGUNA VINCULACIÓN CON EL PRODUCTO DEBIDAMENTE REGISTRADO GLOBAL LIBOR PLUS BOND FUND.
04/11/2020
  • LIVE FOREX TIMES (CLON)
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA HANTEC MARKETS LIMITED
09/12/2020
  • LITIGATION & ENFORCEMENT (CLON)
A warning PDF of date 09/12/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN LITIGATION & ENFORCEMENT LTD.
07/01/2021
  • LOMBARD LONDON / LOMBARD AM (CLONE)
  • LOMBARDLONDON.COM / LOMBARDAM.COM
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LOMBARD ODIER ASSET MANAGEMENT (EUROPE) LTD.
03/03/2021
  • LETSCOMPAREBONDS.CO.UK
A warning PDF of date 03/03/2021 (new window) FCA (REINO UNIDO) 
17/03/2021
  • LIVE MARKETS
  • LIVE-MARKET.CO.UK
A warning PDF of date 17/03/2021 (new window) FCA (REINO UNIDO) 
20/01/2021
  • LEAD INVESTMENT LEADS LTD (OPERANDO COMO INVESTMENT COMPARISON GROUP)
A warning PDF of date 20/01/2021 (new window) FCA (REINO UNIDO) 
27/01/2021
  • LOANLINE/ LOAN LINE (CLONE)
A warning PDF of date 27/01/2021 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA BIZFELLA LTD (OPERANDO COMO LOANLINEUK.NET).
01/02/2023
  • LEGIT-TRADING.ORG
A warning PDF of date 01/02/2023 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial L.