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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 23
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/06/2019
  • LANCELOT EQUITY LTD
A warning PDF of date 12/06/2019 (new window) CONSOB (ITALIA) 
25/05/2011
  • LANDEN OPTIONS AND FUTURES
A warning PDF of date 25/05/2011 (new window) FSMA (BELGICA) 
14/12/2005
  • LANDMARK TRADE SERVICES LIMITED
A warning PDF of date 14/12/2005 (new window) SFC (HONG KONG) 
06/07/2005
  • LANDMARK TRADE SERVICES LIMITED
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
03/08/2005
  • LANDMARK TRADE SERVICES LIMITED
A warning PDF of date 03/08/2005 (new window) SFC (HONG KONG) 
30/11/2005
  • LANDMARK TRADE SERVICES LIMITED
A warning PDF of date 30/11/2005 (new window) SFC (HONG KONG) 
28/10/2015
  • LANGFORD CONSULTING
A warning PDF of date 28/10/2015 (new window) FCA (REINO UNIDO) 
11/05/2005
  • LANGLEY ADVISORY SERVICES AG
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
30/01/2019
  • LANGSTON FINANCIAL
  • LANGSTONFINANCIAL.COM
A warning PDF of date 30/01/2019 (new window) AFM (PAISES BAJOS (HOLANDA)) 
09/07/2014
  • LANSLEY EVERETT AND MOORE LLC
A warning PDF of date 09/07/2014 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial L.