As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 40
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/06/2013
  • LEAD MANAGEMENT LIMITED
A warning PDF of date 05/06/2013 (new window) SSMA (ESLOVENIA) 
18/11/2015
  • LABANNA CAPITAL MANAGEMENT
A warning PDF of date 18/11/2015 (new window) SSMA (ESLOVENIA) 
13/01/2016
  • LYXOR LTD
A warning PDF of date 13/01/2016 (new window) SSMA (ESLOVENIA) 
25/08/2020
  • LIBRA MARKETS / GLOBAL MARKETS
A warning PDF of date 25/08/2020 (new window) SSMA (ESLOVENIA) 
28/09/2005
  • LENOX INTERNATIONAL LLP
A warning PDF of date 28/09/2005 (new window) SFSA (SUECIA) 
14/09/2011
  • LEE BYERS LTD
A warning PDF of date 14/09/2011 (new window) SFSA (SUECIA) 
26/11/2008
  • LYLAND FINANCE
A warning PDF of date 26/11/2008 (new window) SFSA (SUECIA) 
04/10/2006
  • LOWE & LANE ASSET MANAGEMENT
A warning PDF of date 04/10/2006 (new window) SFSA (SUECIA) 
05/10/2011
  • LITMUS CAPITAL MANAGEMENT GROUP
A warning PDF of date 05/10/2011 (new window) SFSA (SUECIA) 
13/06/2018
  • LITTINVEST / EXPLATINUM LP
A warning PDF of date 13/06/2018 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial L.