As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 24 out of 50
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/01/2023
  • IDEALFXTRADING
  • IDEAL FX TRADING
A warning PDF of date 11/01/2023 (new window) FCA (REINO UNIDO) 
15/04/2015
  • INVESTEC ASSET MANAGEMENT LIMITED (CLON)
A warning PDF of date 15/04/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
27/05/2015
  • INDUSTRIAL AND COMMERCIAL BANK OF CHINA (CLON)
A warning PDF of date 27/05/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
03/12/2014
  • INGLEDEW TRADING
A warning PDF of date 03/12/2014 (new window) FCA (REINO UNIDO) 
05/07/2023
  • IDENCOTRADE
A warning PDF of date 05/07/2023 (new window) FCA (REINO UNIDO) 
08/07/2015
  • INTERNATIONAL ASSET MANAGEMENT GROUP LTD/IAM GROUP
A warning PDF of date 08/07/2015 (new window) FCA (REINO UNIDO) 
14/06/2023
  • INFINITY MINERS
A warning PDF of date 14/06/2023 (new window) FCA (REINO UNIDO) 
20/04/2016
  • I CASH ADVANCE (CLON)
A warning PDF of date 20/04/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
14/06/2023
  • INFINITE PRIME
A warning PDF of date 14/06/2023 (new window) FCA (REINO UNIDO) 
25/11/2015
  • INRIS UCITS FUND PLC (CLON)
A warning PDF of date 25/11/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE

Consultation criteria: By type unauthorised entities, By initial I.