As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 16 out of 50
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/05/2012
  • IMG ASSET MANAGEMENT
A warning PDF of date 09/05/2012 (new window) FSA (REINO UNIDO) 
25/04/2012
  • ING INVESTMENT MANAGEMENT
A warning PDF of date 25/04/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE AUTORIZADAS DENOMINADAS ING INVESTMENT MANAGEMENT (UK) LIMITED E ING ASSET MANAGEMENT BV
13/06/2012
  • ICON FINANCIAL PARTNERS
  • INTERNATIONAL MERGERS & ACQUISITIONS ADMINISTRATION
A warning PDF of date 13/06/2012 (new window) FSA (REINO UNIDO) 
13/06/2012
  • IRWIN MITCHELL
A warning PDF of date 13/06/2012 (new window) FSA (REINO UNIDO) 
25/07/2012
  • INVESTEC ASSET MANAGEMENT LIMITED
A warning PDF of date 25/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTADAS INVESTEC ASSET MANAGEMENT LIMITED E INVESTEC FUND MANAGERS LIMITED
11/05/2005
  • INTERNATIONAL OPTIONS TRADING (PTY) LTD
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
08/02/2006
  • INTEGRA ADVISORY GROUP
A warning PDF of date 08/02/2006 (new window) FSA (REINO UNIDO) 
27/03/2013
  • IRONBRIDGE CAPITAL
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
11/05/2005
  • INSTA TRADE INC
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
07/11/2012
  • INTERNATIONAL FINANCIAL COURT (IFC) HONG KONG
A warning PDF of date 07/11/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial I.