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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 23
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/04/2006
  • INTERNATIONAL EQUITY ADVISORS INC.
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
26/07/2006
  • IBPS ALLIANCE BANK
A warning PDF of date 26/07/2006 (new window) FSC (ISLA DE MAN) 
23/08/2006
  • INTERNATIONAL SECURITIES TAX COMMISSION
A warning PDF of date 23/08/2006 (new window) SFC (HONG KONG) 
23/08/2006
  • IMPERIAL TRUST LLC
A warning PDF of date 23/08/2006 (new window) SFC (HONG KONG) 
27/09/2006
  • INTERNATIONALE ZURICH GRUPPE
A warning PDF of date 27/09/2006 (new window) SFSA (SUECIA) 
15/11/2006
  • IDS INTERNATIONAL DIPLOMATIC SECURITY
A warning PDF of date 15/11/2006 (new window) FSC (ISLA DE MAN) 
13/12/2006
  • INTERCAPITAL MANAGEMENT FUND LIMITED
A warning PDF of date 13/12/2006 (new window) SFSA (SUECIA) 
13/12/2006
  • IMPERIAL TRUST LLC
A warning PDF of date 13/12/2006 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
03/01/2007
  • IFGX MERGERS AND ACQUISITIONS GROUP
A warning PDF of date 03/01/2007 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
28/02/2007
  • INVESTAREA (IOM) LTD
A warning PDF of date 28/02/2007 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial I.