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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 40
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/11/2006
  • GC INVESTMENT CREDIT & TRUST EKONOMISK FÖRENING
A warning PDF of date 08/11/2006 (new window) SFSA (SUECIA) 
11/10/2006
  • GOLDMAN ASSET MANAGEMENT
A warning PDF of date 11/10/2006 (new window) SFSA (SUECIA) 
26/01/2011
  • GUARDIAN INTERNATIONAL LTD.
A warning PDF of date 26/01/2011 (new window) SFSA (SUECIA) 
14/09/2011
  • GLOBAL CAPITAL MANAGEMENT
A warning PDF of date 14/09/2011 (new window) SFSA (SUECIA) 
12/07/2006
  • GREEN CAP FINANCIAL LLC
A warning PDF of date 12/07/2006 (new window) SFSA (SUECIA) 
09/02/2011
  • GLOBAL QUEST CONSULTANCY SERVICES, INC.
A warning PDF of date 09/02/2011 (new window) SFSA (SUECIA) 
05/10/2011
  • GLOBAL FINANCIAL CORP WORLDWIDE, GFC
A warning PDF of date 05/10/2011 (new window) SFSA (SUECIA) 
13/10/2011
  • GLOBAL CAPITAL MARKETS WORLDWIDE, GCM
A warning PDF of date 13/10/2011 (new window) SFSA (SUECIA) 
27/09/2006
  • GLOBAL RECOVERY ALLIANCE, LTD
A warning PDF of date 27/09/2006 (new window) SFSA (SUECIA) 
24/02/2016
  • GEMINI ACQUISITIONS
A warning PDF of date 24/02/2016 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial G.