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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 43
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/09/2016
  • GETTOPTION
A warning PDF of date 21/09/2016 (new window) CONSOB (ITALIA) 
19/06/2019
  • GLOBAL ES LTD / SONARTECH OÜ
A warning PDF of date 19/06/2019 (new window) CONSOB (ITALIA) 
14/10/2020
  • GLOBALIX LTD
A warning PDF of date 14/10/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
01/03/2017
  • GMOPTION
A warning PDF of date 01/03/2017 (new window) CONSOB (ITALIA) 
21/10/2020
  • GRAHAMFE FINSERVICES LTD / ELIT PROPERTY VISION LTD
A warning PDF of date 21/10/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
15/01/2020
  • GAME CAPITAL ADS LIMITED
A warning PDF of date 15/01/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
18/09/2019
  • GAME CAPITAL ADS LIMITED
A warning PDF of date 18/09/2019 (new window) CONSOB (ITALIA) 
02/10/2019
  • GLOBALIX LTD
A warning PDF of date 02/10/2019 (new window) CONSOB (ITALIA) 
31/07/2019
  • GENESE AM LTD
A warning PDF of date 31/07/2019 (new window) CONSOB (ITALIA) 
22/03/2017
  • GODHAND EDGE FUND MANAGEMENT LLC
A warning PDF of date 22/03/2017 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities, By initial G.