Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 5 out of 61
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
06/09/2017 |
-
GENWORTH CONSULTANT GROUP (USA)
|
| CBI (IRLANDA) | |
29/06/2016 |
|
| CBI (IRLANDA) | |
15/02/2023 |
-
GOLDMAN SACHS ASSET MANAGEMENT FUND SERVICES LIMITED (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LAS ENTIDADES LEGÍTIMAMENTE REGISTRADAS EN IRLANDA Y REINO UNIDO GOLDMAN SACHS ASSET MANAGEMENT FUND SERVICES LIMITED Y GOLDMAN SACHS INTERNATIONAL |
04/04/2018 |
|
| CBI (IRLANDA) | |
01/02/2023 |
-
GLOBAL SOFTWARE SOLUTIONS (OPERANDO COMO QTECK)
|
| CBI (IRLANDA) | |
10/05/2023 |
|
| CBI (IRLANDA) | |
10/01/2024 |
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD AUTORIZADA POR EL CBI GSO WHITNEY ICAV, A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA. |
28/08/2024 |
-
GRYPTOPOINT (CLONE)
-
GRYPTOPOINT.COM (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA HA SUPLANTADO LOS DETALLES DE UNA ENTIDAD AUTORIZADA POR EL BANCO CENTRAL DE IRLANDA, FINANCIAL INNOVATIONS. LA ENTIDAD AUTORIZADA NO GUARDA RELACIÓN CON LA ADVERTIDA. |
04/03/2020 |
-
GELIOS TRADE LIMITED (IRLANDA)
|
| CBI (IRLANDA) | |
02/08/2023 |
-
GCP EQUITY IRELAND ICAV (CLONE)
|
| CBI (IRLANDA) | |
Consultation criteria: By type unauthorised entities, By initial G.