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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 11 out of 37
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/04/2018
  • GREAT BRITAIN LOANS PVT LOAN LIMITED (CLON)
A warning PDF of date 18/04/2018 (new window) FCA (REINO UNIDO) 
31/01/2018
  • GLOBAL MULTI-ASSET MANAGEMENT (CLON)
A warning PDF of date 31/01/2018 (new window) FCA (REINO UNIDO) 
20/12/2017
  • GOLDBRIGDE FUND MANAGEMENT (CLON)
A warning PDF of date 20/12/2017 (new window) FCA (REINO UNIDO) 
11/10/2017
  • GATCO BANK PLC
A warning PDF of date 11/10/2017 (new window) FCA (REINO UNIDO) 
09/08/2017
  • GSI MARKETS
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
06/03/2019
  • GOLD FX TRADING/GFT (CLON)
A warning PDF of date 06/03/2019 (new window) FCA (REINO UNIDO) 
17/10/2018
  • GERBER AND PARTNERS
A warning PDF of date 17/10/2018 (new window) FCA (REINO UNIDO) 
13/09/2017
  • GENWORTH CONSULTANT GROUP
A warning PDF of date 13/09/2017 (new window) FCA (REINO UNIDO) 
16/01/2019
  • GABLEE GLOBAL INVESTMENTS LIMITED (CLON)
A warning PDF of date 16/01/2019 (new window) FCA (REINO UNIDO) 
30/08/2017
  • GRUBER & TAYLOR CO
A warning PDF of date 30/08/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial G.