As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 14 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/04/2016
  • GFS MANAGEMENT LIMITED (CLON)
A warning PDF of date 13/04/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
29/04/2020
  • GFS RENEWABLE ENERGY (CLON)
A warning PDF of date 29/04/2020 (new window) FCA (REINO UNIDO) 
13/05/2015
  • GFS SECURITIES LTD
A warning PDF of date 13/05/2015 (new window) MFSA (MALTA) 
30/09/2020
  • GFX FINANCE / CAPITAL LETTER GMBH
A warning PDF of date 30/09/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
30/12/2020
  • GFX ROYAL
A warning PDF of date 30/12/2020 (new window) FSMA (BELGICA) 
17/02/2021
  • GFX ROYAL
A warning PDF of date 17/02/2021 (new window) FCA (REINO UNIDO) 
12/08/2020
  • GFX ROYAL (CAPITAL LETTER GMBH / CAPITAL LETTER LTD)
A warning PDF of date 12/08/2020 (new window) FMA (AUSTRIA) 
06/06/2018
  • GG FINANCIAL / GUNNAR GRIESHOFER (CLON)
A warning PDF of date 06/06/2018 (new window) FCA (REINO UNIDO) 
29/03/2023
  • GIANT IFC
A warning PDF of date 29/03/2023 (new window) FCA (REINO UNIDO) 
04/07/2007
  • GIG HOLDINGS LTD
A warning PDF of date 04/07/2007 (new window) HCMC (GRECIA) 

Consultation criteria: By type unauthorised entities, By initial G.