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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 35 out of 44
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/11/2016
  • FRANK BOSSUYT & PARTNERS (CLON)
A warning PDF of date 10/11/2016 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS)
29/03/2017
  • FINANCIAL FUTURES LTD (CLONED FIRM) / DIGIFIRST HUNGARY KFT
A warning PDF of date 29/03/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS.
29/03/2017
  • FINANCES CAPITAL
A warning PDF of date 29/03/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS.
25/05/2016
  • FRANKLIN TRANSFER SERVICES
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
25/05/2016
  • FRANKLIN TRANSFER SERVICES
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
18/10/2017
  • FIVE WINDS ASSET MANAGEMENT / QW LIANORA SWISS CONSULTING SA / RELACIONADA: QUESTRA; ATLANTIC GLOBAL
A warning PDF of date 18/10/2017 (new window) FSMA (BELGICA)SE ADVIERTE DE SU RELACION CON LAS ENTIDADES YA ADVERTIDAS QUESTRA WORLD, QUESTRA HOLDINGS Y ATLANTIC GLOBAL ASSET MANAGEMENT.
04/10/2017
  • FAIRWAY CAPITAL INVESTMENTS
A warning PDF of date 04/10/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS)
06/07/2011
  • FOREX
A warning PDF of date 06/07/2011 (new window) FSMA (BELGICA) 
17/07/2013
  • FORTRESS
A warning PDF of date 17/07/2013 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
10/05/2006
  • FUND INSURANCE MANAGEMENT CORPORATION
A warning PDF of date 10/05/2006 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES

Consultation criteria: By type unauthorised entities, By initial F.