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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 26 out of 44
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/02/2013
  • FIDELIS RESEARCH GROUP
A warning PDF of date 13/02/2013 (new window) FSA (REINO UNIDO) 
06/02/2013
  • FUND LOGIC
A warning PDF of date 06/02/2013 (new window) FSA (REINO UNIDO) 
19/12/2012
  • FINATA PLC INC
A warning PDF of date 19/12/2012 (new window) CONSOB (ITALIA) 
28/11/2012
  • FAIRVESTA
A warning PDF of date 28/11/2012 (new window) AMF (FRANCIA) 
14/11/2012
  • FINANCIAL SOLUTION BLACKSTONE
A warning PDF of date 14/11/2012 (new window) EI_CBI (IRLANDA) 
31/10/2012
  • FAIRWAY ASSOCIATES
A warning PDF of date 31/10/2012 (new window) FMA (AUSTRIA) 
10/10/2012
  • FORTRESS INVESTMENT GROUP
A warning PDF of date 10/10/2012 (new window) FSA (REINO UNIDO) 
29/08/2012
  • FCV BROKER
A warning PDF of date 29/08/2012 (new window) FSA (REINO UNIDO) 
22/08/2012
  • FRANKFURT CAPITAL GROUP
A warning PDF of date 22/08/2012 (new window) FSA (REINO UNIDO) 
01/08/2012
  • FEDERAL ASSET MANAGEMENT
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial F.