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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/02/2019
  • FXG TRADE (CAPITAL FXG LTD / NORDIC PEARL LTD)
A warning PDF of date 27/02/2019 (new window) FSMA (BELGICA) 
20/02/2019
  • FINANCIAL SERVICES BANK (FS BANK)
A warning PDF of date 20/02/2019 (new window) FSMA (BELGICA)B
20/02/2019
  • FINAZONA / PRÊTEUR ORTIZ
A warning PDF of date 20/02/2019 (new window) FSMA (BELGICA) 
20/02/2019
  • FRONTIER MARKETS (CLON)
A warning PDF of date 20/02/2019 (new window) FCA (REINO UNIDO) 
23/01/2019
  • FXNOBELS
A warning PDF of date 23/01/2019 (new window) MFSA (MALTA) 
12/12/2018
  • FRIEDMAN ASSOCIATES LTD
A warning PDF of date 12/12/2018 (new window) FCA (REINO UNIDO) 
05/12/2018
  • FERNPOOL HOLDINGS LTD (CLON)
A warning PDF of date 05/12/2018 (new window) FCA (REINO UNIDO) 
14/11/2018
  • FXTPREMIUM
A warning PDF of date 14/11/2018 (new window) CONSOB (ITALIA) 
07/11/2018
  • FIN-TECHPRIME
A warning PDF of date 07/11/2018 (new window) FCA (REINO UNIDO) 
07/11/2018
  • FRASER HAMMOND
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).

Consultation criteria: By type unauthorised entities, By initial F.