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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 35
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/12/2018
  • FERNPOOL HOLDINGS LTD (CLON)
A warning PDF of date 05/12/2018 (new window) FCA (REINO UNIDO) 
15/02/2012
  • FERRELL & ASSOCIATES
A warning PDF of date 15/02/2012 (new window) FSA (REINO UNIDO) 
09/03/2016
  • FERRIER GROUP
A warning PDF of date 09/03/2016 (new window) CBI (IRLANDA) 
23/03/2016
  • FERRIER GROUP
A warning PDF of date 23/03/2016 (new window) FCA (REINO UNIDO) 
27/11/2013
  • FERROFORTIA LTD
A warning PDF of date 27/11/2013 (new window) CYSEC (CHIPRE) 
20/07/2011
  • FG SOLUTIONS INTERNATIONAL
A warning PDF of date 20/07/2011 (new window) FSMA (BELGICA) 
23/08/2011
  • FHM & ASSOCIATES
A warning PDF of date 23/08/2011 (new window) JFSC (JERSEY) 
02/11/2011
  • FHM ASSOCIATES/FULLER-HATHAWAY MOY ASSOCIATES
A warning PDF of date 02/11/2011 (new window) FSA (REINO UNIDO) 
27/02/2008
  • FIA CORPORATION, S.A.
A warning PDF of date 27/02/2008 (new window) HCMC (GRECIA) 
13/02/2013
  • FIDELIS RESEARCH GROUP
A warning PDF of date 13/02/2013 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial F.