As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 38 out of 86
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/01/2024
  • FISHER INVESTMENTS (CLONE)
A warning PDF of date 10/01/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE ACTÚA A TRAVÉS DE LA DIRECCIÓN DE CORREO ELECTRÓNICO ALEXANDER.WARD@FISHERSECUREDEPOSIT.COM , NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD AUTORIZADA POR EL CBI FISHER INVESTMENTS IRELAND LIMITED, A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA.
01/02/2023
  • FISHER INVESTMENTS EUROPE (CLONE)
  • FISHER INVESTMENTS LUXEMBOURG (CLONE)
A warning PDF of date 01/02/2023 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE DE LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO FISHER INVESTMENTS LUXEMBOURG Y CONTACTA AL PÚBLICO USANDO CORREOS ELECTRÓNICOS CON LA ESTRUCTURA NOMBRE.APELLIDO@PLACEMENTSEUROPE.FINANCE Y NOMBRE.APELLIDO@PLACEMENTEUROPE.CO
13/09/2017
  • FISHER INVESTMENTS INSTITUTIONAL FUNDS PLC (CLON)
A warning PDF of date 13/09/2017 (new window) FCA (REINO UNIDO) 
23/03/2011
  • FISS FINANCE
A warning PDF of date 23/03/2011 (new window) SSMA (ESLOVENIA) 
14/02/2024
  • FIT FREEDOM INVESTMENTS, INC.
A warning PDF of date 14/02/2024 (new window) FMA (AUSTRIA) 
17/01/2024
  • FIT FREEDOM INVESTMENTS, INC.
A warning PDF of date 17/01/2024 (new window) CSSF (LUXEMBURGO) 
10/02/2021
  • FITREX / IRKASIO HOLDINGS LTD
A warning PDF of date 10/02/2021 (new window) FCA (REINO UNIDO) 
13/12/2006
  • FITZWILLIAM GROUP LIMITED
A warning PDF of date 13/12/2006 (new window) SFSA (SUECIA) 
30/04/2019
  • FIVE WINDS ASSET MANAGEMENT
A warning PDF of date 30/04/2019 (new window) FMA (AUSTRIA) 
18/10/2017
  • FIVE WINDS ASSET MANAGEMENT / QW LIANORA SWISS CONSULTING SA / RELACIONADA: QUESTRA; ATLANTIC GLOBAL
A warning PDF of date 18/10/2017 (new window) FSMA (BELGICA)SE ADVIERTE DE SU RELACION CON LAS ENTIDADES YA ADVERTIDAS QUESTRA WORLD, QUESTRA HOLDINGS Y ATLANTIC GLOBAL ASSET MANAGEMENT.

Consultation criteria: By type unauthorised entities, By initial F.