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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 35 out of 37
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/01/2020
  • FXBAEBY
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
10/10/2018
  • FXBTG FINANCIAL LTD (IRLANDA Y NUEVA ZELANDA)
A warning PDF of date 10/10/2018 (new window) CBI (IRLANDA) 
11/04/2018
  • FXC MARKETS (CLON)
A warning PDF of date 11/04/2018 (new window) FCA (REINO UNIDO) 
24/02/2016
  • FX-CI LTD.
A warning PDF of date 24/02/2016 (new window) AFM (PAISES BAJOS (HOLANDA)) 
24/10/2007
  • FXCM CLUB
A warning PDF of date 24/10/2007 (new window) SFC (HONG KONG) 
23/08/2017
  • FXCM INTERNATIONAL FINANCE GROUP (CLON)
A warning PDF of date 23/08/2017 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACION.
09/04/2014
  • FXDEALER
A warning PDF of date 09/04/2014 (new window) MFSA (MALTA) 
25/07/2018
  • FXENERGY
A warning PDF of date 25/07/2018 (new window) MFSA (MALTA) 
18/12/2019
  • FXFINEST
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO) 
27/02/2019
  • FXG TRADE (CAPITAL FXG LTD / NORDIC PEARL LTD)
A warning PDF of date 27/02/2019 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial F.