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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 31 out of 38
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/08/2007
  • FMS-FUND LTD
A warning PDF of date 08/08/2007 (new window) FSC (ISLA DE MAN)COMMONWEALTH OF DOMINICA
18/07/2007
  • FMSINVEST LTD
A warning PDF of date 18/07/2007 (new window) FSC (ISLA DE MAN) 
20/06/2007
  • FMS-FUND LTD
A warning PDF of date 20/06/2007 (new window) FSC (ISLA DE MAN) 
20/06/2007
  • FMSINVEST LTD
A warning PDF of date 20/06/2007 (new window) FSC (ISLA DE MAN) 
28/03/2007
  • FIRST EQUIS LTD.
A warning PDF of date 28/03/2007 (new window) FSAN (NORUEGA) 
07/02/2007
  • FAIRBAIN PRIVATE BANK
A warning PDF of date 07/02/2007 (new window) FSC (ISLA DE MAN) 
17/01/2007
  • FINAXA SETTLEMENTS INC
A warning PDF of date 17/01/2007 (new window) SFSA (SUECIA) 
27/12/2006
  • FIRST CITY MERCHANT BANK
A warning PDF of date 27/12/2006 (new window) FSC (ISLA DE MAN) 
13/12/2006
  • FITZWILLIAM GROUP LIMITED
A warning PDF of date 13/12/2006 (new window) SFSA (SUECIA) 
29/11/2006
  • FIRST CHINA CORPORATE MANAGEMENT GROUP
A warning PDF of date 29/11/2006 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial F.