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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 31 out of 37
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/06/2019
  • FSE GLOBAL SOLUTIONS (OPERANDO COMO MILTON PARK CAPITAL)
A warning PDF of date 05/06/2019 (new window) FCA (REINO UNIDO) 
06/03/2019
  • FSM SMART LIMITED
A warning PDF of date 06/03/2019 (new window) CONSOB (ITALIA) 
12/02/2020
  • FSM SMART LTD
A warning PDF of date 12/02/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
05/07/2006
  • FTSE INDEX FUNDS
A warning PDF of date 05/07/2006 (new window) FSC (ISLA DE MAN) 
29/09/2010
  • FUEHRENDE INVESTITIONEN LIMITED
A warning PDF of date 29/09/2010 (new window) SSMA (ESLOVENIA) 
15/06/2016
  • FUJI CREDIT ASSET MANAGEMENT
A warning PDF of date 15/06/2016 (new window) AFM (PAISES BAJOS (HOLANDA)) 
25/05/2016
  • FUJI CREDIT ASSET MANAGEMENT (OR FUJI CREDIT J-LLC)
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
15/02/2017
  • FUJITSU GLOBAL / ASIAN MERCANTILE EXCHANGE / CENTRIC LIMITED
A warning PDF of date 15/02/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS).
04/11/2009
  • FUKUMOTO, TOSHIHIRO & PTNRS. FUT. TRAD. (FTP FUTURES)
A warning PDF of date 04/11/2009 (new window) SFC (HONG KONG) 
15/01/2020
  • FUN MANAGERS
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial F.