As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 30 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/12/2013
  • FIRKIN ASSET CONSULTANTS
A warning PDF of date 11/12/2013 (new window) FCA (REINO UNIDO) 
11/12/2019
  • FIRLA CREDIT BANK
  • FIRLACREDITBANK.COM
A warning PDF of date 11/12/2019 (new window) FMA (AUSTRIA) 
22/03/2023
  • FIRM EXCHANGE
A warning PDF of date 22/03/2023 (new window) FCA (REINO UNIDO) 
24/10/2018
  • FIRST 4 LONDON (OPERANDO COMO BLUE SKY LOANS) (CLON)
A warning PDF of date 24/10/2018 (new window) FCA (REINO UNIDO) 
04/12/2019
  • FIRST ALLIED ADVISORY SERVICES
A warning PDF of date 04/12/2019 (new window) FCA (REINO UNIDO) 
04/01/2012
  • FIRST ALLIED CAPITAL
A warning PDF of date 04/01/2012 (new window) FSA (REINO UNIDO) 
08/07/2020
  • FIRST BROKERS
A warning PDF of date 08/07/2020 (new window) FCA (REINO UNIDO) 
05/02/2020
  • FIRST CALL RECLAIM
A warning PDF of date 05/02/2020 (new window) FCA (REINO UNIDO) 
01/07/2020
  • FIRST CAPITAL FINANCE LTD (CLON)
A warning PDF of date 01/07/2020 (new window) FCA (REINO UNIDO) 
12/02/2014
  • FIRST CATHOLIC FINANCIAL
A warning PDF of date 12/02/2014 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial F.