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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/10/2019
  • FINANCIAL-SIGNAL
A warning PDF of date 23/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE VARIAS PÁGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
10/10/2019
  • FINANCIAL DIRECT LIMITED
A warning PDF of date 10/10/2019 (new window) FCA (REINO UNIDO) 
18/09/2019
  • FINA HOLDING LIMITED
A warning PDF of date 18/09/2019 (new window) CONSOB (ITALIA) 
18/09/2019
  • FINAXIS
A warning PDF of date 18/09/2019 (new window) CONSOB (ITALIA) 
11/09/2019
  • FINAMORE CAPITAL S.A.
A warning PDF of date 11/09/2019 (new window) CSSF (LUXEMBURGO) 
11/09/2019
  • FX PRO EUROPE (CLON)
A warning PDF of date 11/09/2019 (new window) FCA (REINO UNIDO) 
04/09/2019
  • FINAXIS
A warning PDF of date 04/09/2019 (new window) CSSF (LUXEMBURGO) 
31/07/2019
  • FURST KREDIT
A warning PDF of date 31/07/2019 (new window) FSMA (BELGICA) 
19/06/2019
  • FIEDLER HANS PETER (FHP) (CLON)
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
12/06/2019
  • FINANCIAL INSOLVENCY GROUP (OPERANDO COMO OVERTONE FINANCIAL)
A warning PDF of date 12/06/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial F.