Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 24
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/01/2020
  • EAGLE DIRECT INVESTMENTS (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • ELLIS AND BURLINGTON
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • EXW GLOBAL AG
A warning PDF of date 15/01/2020 (new window) FMA (AUSTRIA) 
18/12/2019
  • ELLIS FINANCE
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO) 
18/12/2019
  • EUROPEAN INVESTMENT TRADING
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO) 
18/12/2019
  • EASY MONEY FINANCE
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO) 
18/12/2019
  • EMSWORTH ALTERNATIVES
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO) 
20/11/2019
  • ENERGY CAPITAL GROUP EOOD
A warning PDF of date 20/11/2019 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
16/10/2019
  • EUROPEAN INVESTMENT SYSTEMS SL
A warning PDF of date 16/10/2019 (new window) FMA (AUSTRIA) 
02/10/2019
  • EPICXOPTION (CLON)
A warning PDF of date 02/10/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial E.