Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 6 out of 90
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
11/01/2023 |
|
| CBI (IRLANDA) | |
08/03/2017 |
-
BOSTON PRIVATE LAW GROUP LLP (USA)
|
| CBI (IRLANDA) | |
03/10/2018 |
-
BRIDGE ROAD CAPITAL MANAGEMENT (IRLANDA)
|
| CBI (IRLANDA) | |
11/01/2023 |
-
BANK OF LUNAR LIMITED (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE LOS DATOS DE UNA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN EL ESPACIO ECONÓMICO EUROPEO CON EL FIN DE ENGAÑAR AL PÚBLICO |
10/11/2022 |
|
| CBI (IRLANDA) | |
17/05/2023 |
-
BARCLAYS BANK IRELAND PLC (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA POR EL CBI HA USADO DE MANERA FRAUDULENTA DATOS COMO EL NOMBRE, DIRECCIÓN Y NÚMERO DE REGISTRO, ENTRE OTROS, DE LA FIRMA AUTORIZADA POR EL CBI BARCLAYS BANK IRELAND PLC, CON QUIEN NO GUARDA NINGUNA CONEXIÓN |
28/09/2022 |
-
BLACKROCK INVESTMENT MANAGEMENT IRELAND (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA HA USADO DE MANERA FRAUDULENTA EL NOMBRE Y EL NÚMERO DE REGISTRO, DE BLACKROCK ASSET MANAGEMENT IRELAND LIMITED |
14/09/2022 |
-
BARON CAPITAL PARTENAIRE (BCP) (CLONE)
|
| CBI (IRLANDA) | |
31/10/2018 |
-
BORMANCORP/BOARD LTD (ISLAS MARSHALL)
|
| CBI (IRLANDA) | |
24/05/2023 |
|
| CBI (IRLANDA) | |
Consultation criteria: By type unauthorised entities, By initial B.