As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/02/2005
  • ATLAS INSVEST LLC.
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
16/02/2005
  • ALBAG GESELSHAFT FUR ALLGEMEINE FINANZIERUNGSBERATUNG GMBH
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
01/10/2014
  • AURA MERGERS & ACQUISITIONS
A warning PDF of date 01/10/2014 (new window) SFSA (SUECIA) 
10/06/2009
  • ARMSTRONG&KNIGHT
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
10/11/2011
  • ATX GROUP AND HOUSTON FUTURES EXCHANGE, HOUFEX
A warning PDF of date 10/11/2011 (new window) SFSA (SUECIA) 
08/02/2006
  • ASPREY GROUP LLP
A warning PDF of date 08/02/2006 (new window) SFSA (SUECIA) 
18/11/2015
  • AZTEC GROUP (CLON)
A warning PDF of date 18/11/2015 (new window) SFSA (SUECIA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
15/03/2006
  • ASHTON TRADING
A warning PDF of date 15/03/2006 (new window) SFSA (SUECIA) 
04/02/2009
  • ATLANTIC EQUITY MANAGEMENT
A warning PDF of date 04/02/2009 (new window) SFSA (SUECIA) 
28/01/2009
  • ALEXANDER SOLUTIONS
A warning PDF of date 28/01/2009 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial A.